Please do not apply if you do not have at least 5+ years of experience at a securities regulator (i.e. FINRA/SEC), a regulatory consulting firm, and/or or in-house at a broker-dealer or financial technology company.
SeedInvest is seeking to hire a Compliance Manager to join our Legal & Compliance team. This is a salaried, full-time role, and is open to being remote. We’re looking for a bright and passionate individual who will dive head-first into the execution of various compliance-related management and operations. Our ideal candidate will already have significant expertise in the regulatory space and experience creating scalable processes and procedures to improve broker-dealer compliance functions.
You'll be leading the charge on (overarching goals):
You'll be responsible for (representative responsibilities):
You should already have or be amazing at (the requirements):
Extra awesome (other items we look for):